December 1999 Assuring That Child Health Applications Do Not Deter
Enrollment Among Eligible Children in Noncitizen Families
Prepared for Covering Kids by
Michelle Cochran and Cindy MannMethodology: Explanation of Table 1
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This analysis considers whether the application reviewed appears to require an SSN from either a parent or a child in the household who is not applying for health coverage for themselves. It also considers whether the application requires information about citizenship or immigration status for parents or children in the home who are not applying for benefits.
SSNs. The first two columns in Table 1 review the questions in the application relating to SSNs. Column 1 reports whether the application requires the parents SSN if only the child is applying for coverage and Column 2 asks if children who are not applying for coverage are required to provide an SSN.
- A "Yes" is entered in column 1 if the application appears to require SSNs from parents who are not seeking coverage for themselves.
- A "Yes" is entered in column 2 if the application appears to require SSNs from children who are not seeking benefits for themselves.
- In some cases, the application asks for the SSN of parents and/or children who are not seeking coverage for themselves but elsewhere in the application (for example, in the instructions or in the "rights and responsibility" section) there is a statement to the effect that SSNs are required only for persons applying for benefits. If this statement either does not appear in the same section where the SSN question is asked or is not cross-referenced in that section, the application is considered not to have effectively limited the request for an SSN to persons seeking coverage for themselves, and a "Yes" answer is consequently entered in columns 1 and/or 2.
- A "No" is entered in column 1 if the application either does not ask for SSNs, or it asks for a parents SSN only if the parent is applying for coverage for him or herself.
- A "No" is entered in column 2 if the application either does not ask for SSNs, or it asks for an SSN for a child only if the child is applying for coverage.
- A "No" is also entered in column 1 if the application asks for the SSN of a parent when only a child is applying for coverage but the application clearly states that the parents SSN is optional. Similarly, a "No" is entered in column 2 if the application asks for the SSN of a child who is not applying for benefits but the application clearly states that providing an SSN for that child is optional.
- A few applications ask for an SSN "if one is available," or "if you have one" or "if one has been issued." A "Yes" is recorded for these applications because they technically require SSNs from persons not applying for coverage, and, more important, because the question may deter enrollment since it requires the person completing the form to acknowledge that certain family members do not have a SSN. If SSNs are being requested from persons who are not applying for coverage, it is better to make it clear that the request for an SSN for such persons is purely optional.
- Table 1 does not indicate whether or not the application (either a joint Medicaid application or a separate CHIP application) states that children are not required to provide an SSN in order to be found eligible under a separate CHIP-funded program. Only two states California and Arizona attempted to set different SSN requirements depending on whether the child was applying for Medicaid or for coverage under a separate CHIP program. Californias language is cited above. Arizonas application is less clear. While it states that SSNs are required for Medicaid only, the same section of the application states that information about all children in the household must be provided "even if not applying for KidsCare."
Citizenship. Column 3 reports whether the application requires information about the parents citizenship status if only children are applying for coverage and column 4 reports whether the application requires information on citizenship status for children who are not applying for coverage.
- A "Yes" is entered in column 3 if the application appears to require information about citizenship status for parents who are not applying for benefits for themselves.
- A "Yes" answer is entered in column 4 if the application appears to require information about citizenship status for children who are not applying for coverage.
- A "No" is entered in column 3 if the application either does not ask for the parents citizenship status or it only asks about parents citizenship status for parents seeking coverage for themselves.
- A "No" is entered in column 4 if the application either does not ask for the citizenship status of children or it only asks about citizenship status for children who are applying for coverage.
Many of the applications that require SSNs for parents or children who are non-applicants, and that require citizenship information for parents or children who are non-applicants also seek SSNs and citizenship information for other persons living in the household, including related and unrelated adults. Several applications ask a set of questions about a childs absent parent, and sometimes these questions ask for the SSN of the absent parent. These questions raise a number of concerns about the way in which some states are pursuing medical support. For example, some applications do not appear to inform the person completing the application that if she has good cause for not providing information about the absent parent she need not supply the information requested. However, questions about absent parents, including requests for the absent parents SSN, are not analyzed in this report.
Applications reviewed. The child health applications reviewed here vary across states depending on the type of form a state uses to enroll children in Medicaid and, if applicable, a separate CHIP program.
- If a state uses a joint Medicaid/CHIP application, that application is reviewed.
- If a state has separate CHIP and Medicaid applications, both are reviewed.
- In a few states, most children apply for Medicaid through a joint Medicaid/TANF food stamp application; for those states, these joint applications are reviewed.
The applications reviewed were in use in October/November, 1999. Since states are regularly revising their applications, it is possible that an application considered in this analysis has been revised or is under review. The applications reviewed are identified in the appendix to this report. Note, however, that some states do not code or date their applications.
Table 1
Citizenship and Social Security Number Questions in State Children's Health ApplicationsApplication
TypeColumn 1
Is a Social Security number required for a parent seeking coverage for a child only?Column 2
Is a Social Security number required for siblings or other children in the household who are not seeking coverage?Column 3
Is citizenship information required for a parent who is seeking coverage for a child only?Column 4
Is citizenship information required for siblings or other children in the household who are not seeking coverage?Alabama 1 Joint
Yes
Yes
Yes
Yes
Alaska Medicaid
No
No
No
No
Arizona 2 Joint
No
Medicaid: Yes
CHIP: NoNo
Medicaid: Yes
CHIP: YesArkansas Medicaid
Yes
Yes
Yes
Yes
California 3 Joint
No
No
No
No
Colorado 4 Joint
Yes
Yes
Yes
Yes
Connecticut Joint
Yes
Yes
No
Yes
Delaware 5 Joint
Yes
Yes
Yes
Yes
District
of ColumbiaMedicaid
No
No
No
No
Florida 6 Joint
Yes
See endnote 6
No
See endnote 6
Georgia 7 Joint
Yes
See endnote 7
No
See endnote 7
Hawaii Medicaid
Yes
Yes
Yes
Yes
Idaho Medicaid
No
No
No
No
Illinois Joint
No
No
No
No
Indiana 8 Medicaid
Adult completing form: No
Other Adults: YesYes
Adult completing
form: No
Other Adults: NoNo
Iowa 9 Joint
No
Yes
No
Yes
Kansas 10 Joint
No
Yes
No
Yes
Kentucky Medicaid
Yes
Yes
No
No
Louisiana 11 Medicaid
Yes
Yes
No
No
Maine Joint
Yes
Yes
No
Yes
Maryland 12 Medicaid
Yes
Yes
No
No
Massachusetts 13 Joint
Yes
Yes
Yes
Yes
Michigan 14 Joint
Yes
Yes
Yes
Yes
Minnesota Medicaid
Yes
Yes
Yes
Yes
Mississippi Medicaid
No
No
Yes
Yes
Missouri 15 Medicaid
Yes
Yes
No
No
Montana Separate
Medicaid: Yes
CHIP: NoMedicaid: Yes
CHIP: NoMedicaid: Yes
CHIP: NoMedicaid: Yes
CHIP: NoNebraska Medicaid
Yes
Yes
Yes
Yes
Nevada 16 Separate
Medicaid: Yes
CHIP: NoMedicaid: Yes
CHIP: YesMedicaid: Yes
CHIP: NoMedicaid: Yes
CHIP: YesNew Hampshire 17 Joint
Yes
Yes
Yes
Yes
New Jersey Joint
Yes
Yes
No
No
New Mexico 18 Medicaid
Yes
Yes
Yes
Yes
New York 19 Joint (Pilot)
No
No
No
No
North Carolina Joint
No
Yes
No
Yes
North Dakota 20 Separate
Medicaid: Yes
CHIP: NoMedicaid: Yes
CHIP: YesMedicaid: Yes
CHIP: NoMedicaid: Yes
CHIP: YesOhio Medicaid
Yes
Yes
Yes
Yes
Oklahoma Medicaid
Yes
Yes
Yes
Yes
Oregon 21 Joint
Yes
Yes
Yes
Yes
Pennsylvania 22 Separate
Medicaid: Yes
CHIP: YesMedicaid: Yes
CHIP: NoMedicaid: Yes
CHIP: NoMedicaid: Yes
CHIP: NoRhode Island Medicaid
Yes
Yes
No
No
South Carolina Medicaid
Yes
Yes
Yes
Yes
South Dakota Medicaid
Yes
Yes
Yes
Yes
Tennessee Medicaid
Yes
Yes
Yes
Yes
Texas 23 Medicaid
Yes
Yes
Yes
Yes
Utah Joint and
Separate CHIPJoint: Yes
CHIP Only: YesJoint: Yes
CHIP Only: YesJoint: Yes
CHIP Only: NoJoint: Yes
CHIP Only: NoVermont Medicaid
Yes
Yes
Yes
Yes
Virginia Joint
Yes
Yes
Yes
Yes
Washington 24 Medicaid
Yes
Yes
No
Yes
West Virginia Joint
Yes
Yes
Yes
Yes
Wisconsin 25 Joint
Yes
Yes
Yes
Yes
Wyoming Joint
Yes
Yes
Yes
Yes
End Notes:
1. Alabamas application requests a SSN for all household members and states that the question can be left blank if the SSN is not available. The parent is asked for an SSN twice; the first request states that a SSN need not be supplied if unavailable. Alabama specifically asks if anyone in the household is an "illegal alien."
2. Arizonas application instructs the person completing the form to list the information requested in section 2 (which asks for SSNs and citizenship status) for all children in the home even if the child is not applying for coverage although in that part of section 2 where the SSN would be entered the form states, "SSN (required for Medicaid only)." In addition, a statement not referenced in the application (found on the back page of application) notes that SSNs are required only for individuals approved for Medicaid. The application also asks for proof of citizenship or immigrant status for any child who was not born in the United States, although an additional statement not referenced in the application (found on the cover page of application) instructs the person completing the form to attach proof of citizenship for any child who was not born in the United States and wants health insurance.
3. Californias application also states in the application instruction that information on immigrant status is confidential and that the program "can not and will not" provide immigration information to the INS.
4. Colorados "Application Checklist" states that a SSN is required for each individual applying for benefits but this information is not referenced in the part of the application that asks for SSNs.
5. Delawares application, in the "Rights and Responsibility" section, states that a SSN must be supplied for "each person applying." It also instructs the person completing the form to give the SSN "of anyone whose income affects whether or not I am eligible for medical assistance." These statements may mean that a SSN is not required from a child who is not applying for benefits (since the income of a child who is not applying for benefits should not affect the eligibility of other household members) but is required for a parent regardless of whether the parent is applying for benefits for herself (since the parents income does not affect eligibility). It is not likely, however, that this distinction would be understood by most applicants. In any event, these statements are not cross referenced in the part of the application that asks for a SSN.
6. Floridas application is somewhat unclear as to whether it is asking only for information about children who are applying for coverage. It states that "If you are applying for more than three children, attach another piece of paper" which might suggest that information only about children applying for benefits needs to be included, but it does not state this directly.
7. Georgias PeachCare application can serve as an application for either PeachCare or Medicaid; for purposes of this analysis, it is considered to be a joint application. Like Florida, Georgias application is somewhat unclear as to whether it is asking only for information about children who are applying for coverage. It states that "If there are more than three children in the household for whom you wish to apply, please attach a separate sheet" which might suggest that information only about children applying for benefits needs to be included, but it does not state this directly. Moreover, if it were to be read this way, there would be no other place in the application where other family members would be listed (information on the number of family members is necessary to determine financial eligibility).
8. Indianas application does not ask for a SSN or citizenship information for the person completing the application unless she is applying for coverage for herself (the application covers children and pregnant women). It does, however, request SSNs be provided for all other persons in the household whether or not they are applying for coverage for themselves.
9. Iowas Hawk-I application can be used to apply for Medicaid; for purposes of this analysis it is considered a joint application.
10. The Kansas application asks that a SSN be provided for all children in the home if the child has a SSN. A statement at the end of the application that is not referenced in the section of the application requesting SSNs says, "I understand that I may have to provide or apply for a Social Security Number of the children for whom I am applying."
11. At the point in the application where the citizenship question is asked, Louisianas application refers to a statement appearing elsewhere in the application that only those applying for coverage are required to answer the citizenship question.
12. Marylands application states on a cover page and again at the end of the application that "you must give the Social Security number of any person who wants to be eligible for the Maryland Childrens Health Program." This statement might suggest that persons who do not seek coverage need not provide a SSN, but in any event this statement is not referenced in the part of the application where SSNs are requested.
13. Massachusetts application ask for SSNs for all household members "if one has been issued." It asks about citizenship of all members of the family (page 1 of the application) although elsewhere in the application (in the "Immigration" section on page 3) it asks about citizenship and immigration status only for persons applying for benefits.
14. Michigans application asks for SSNs and citizenship status "for each child in the household" although it instructs the applicant to attach a separate sheet of paper "if applying for more than two children."
15. Missouris application includes the following at the end of the application: "I agree that I must provide Social Security Numbers of all persons applying for MC+ as required by law." While this statement implies that SSNs are not required for those individuals not applying for coverage, it does not say so directly and, in any event, it is not referenced in that part of the application which asks for SSNs.
16. The Nevada Medicaid application reviewed is for Medicaid, food stamps, and cash assistance.
17. New Hampshires cover page to its application states that "federal laws require each person applying for medical assistance to provide his or her Social Security Number to DHS to be eligible." This statement is not referenced in the section of the application where SSNs are requested; the application asks for SSNs from all adults and all children "who live with you."
18. New Mexicos application also asks if anyone living in the home is an illegal alien.
19. New York is piloting a new joint application, which is the application reviewed here. The application section requesting SSNs refers to the "Rights and Responsibilities" section. This section states "Social Security numbers are not required of legally responsible adults or any other person residing in the Medicaid applicants household who is not applying for Medicaid."
20. The North Dakota Medicaid "Application for Assistance" reviewed here is for Medicaid and food stamps. North Dakotas CHIP application requires SSNs and citizenship information for all children in the household. Additionally, the person completing the application is required to sign a statement saying, "I certify that the children listed on this application are U.S. citizens or lawful immigrants." Because of this statement, families with a child who is eligible for coverage may feel they cannot complete this application if they have a child in the household who is not a lawful immigrant even if they are not applying for coverage for that child.
21. Oregons application states, "When you apply for benefits, you must give proof of the Social Security Number for all household members. Federal rules require this."
22. Pennsylvanias Medicaid application states at the end in the "Client Responsibility" section that "you must provide a Social Security Number (SSN) for each person for whom you are applying." This statement is not referenced in the section of the application that asks for SSNs. Pennsylvania CHIP applicants have a choice of four health plans and each uses a different application. CHIP application information in this chart is based on the Caring Foundation for Children application.
23. The Texas application reviewed here is for Medicaid, cash assistance and food stamps. Texas application, in addition to asking about citizenship status and SSNs for non-applicants, states "Your alien status may be verified by INS." It also asks if household members are illegal aliens.
24. The Washington application asks if each family member, other than the parent(s), is a U.S. citizen without regard to whether the family member is applying for coverage. If a family member is not a citizen, the person completing the form is referred to "Attachment A." This attachment requires further information on immigration status but states that the information is needed only for "persons applying for medical benefits."
25. Wisconsins application states on the cover page that "the Social Security Act requires each individual applicant or recipient of aid to provide their Social Security Number (SSN) as a condition of eligibility." This statement does not clarify who is considered an "applicant" for purposes of the SSN requirement, and, in any event, it is not cross referenced in the section of the application that asks for SSNs for all household members.
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